BOWSPRIT PARTNERS LIMITED

• Principal Place of Business

  Birchin Court

  20 Birchin Lane

  Bank

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402038834430

  Web

  https://www.bowspritpartners.com

• Complaints Contact

  Birchin Court

  20 Birchin Lane

  Bank

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402038834430

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• Martin Perrin

  IRN MHP01028

  • CF30 Customer (1 Nov 2007 to 27 Nov 2012)
  • CF23 Corporate Finance Adviser (20 Jan 2005 to 31 Oct 2007)
  • CF1 Director (20 Jan 2005 to 27 Nov 2012)
• Michael Alexander Borrelli

  IRN MAB01162

  • CF30 Customer (2 Jun 2011 to 29 Jul 2011)
• Nicholas Thomas Wasmuth

  IRN NTW01005

  • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
  • CF23 Corporate Finance Adviser (6 Jun 2007 to 31 Oct 2007)
• Oliver Charles Rayner

  IRN OCR01002

  • CF30 Customer (12 Feb 2009 to 3 Jan 2011)
• Paul Barrington Weavers

  IRN PXW01315

  • CF30 Customer (26 Jun 2008 to 24 Apr 2009)
• Peter George Risdon

  IRN PGR01051

  • CF10 Compliance Oversight (22 Dec 2017 to 8 Mar 2019)
  • CF11 Money Laundering Reporting (22 Dec 2017 to 8 Mar 2019)
  • CF30 Customer (22 Dec 2017 to 8 Mar 2019)
• Peter Webb

  IRN PXW01216

  • CF3 Chief Executive (3 Jun 2011 to 17 Jan 2018)
  • CF1 Director (14 Oct 2010 to 17 Jan 2018)
  • CF30 Customer (14 Oct 2010 to 17 Jan 2018)
• Philip Nicholas Rodgers

  IRN PNR01026

  • CF30 Customer (1 Nov 2007 to 3 Jan 2011)
  • CF23 Corporate Finance Adviser (22 Oct 2007 to 31 Oct 2007)
• Robert Joseph Davidowski

  IRN RJD01244

  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF3 Chief Executive (22 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (22 Dec 2017 to 8 Dec 2019)
• Stephen John Barclay

  IRN SJB01272

  • CF23 Corporate Finance Adviser (16 Mar 2005 to 17 Sep 2007)

• Markab Securities (UK) Limited (no longer appointed)

  FRN 578760 · Appointed 2 Apr 2012 · Until 18 Mar 2013

• Lennox Partners LLP (no longer appointed)

  FRN 505392 · Appointed 21 Aug 2009 · Until 26 Jan 2012

No changes recorded yet.