Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
RIZDEX LTD
FRN 821817
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF3 Chief Executive (2 Jan 2019 to 8 Dec 2019)
- CF1 Director (2 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Jan 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Jan 2019 to 8 Dec 2019)
- CF30 Customer (2 Jan 2019 to 8 Dec 2019)
-
- CF10 Compliance Oversight (22 Dec 2017 to 8 Mar 2019)
- CF30 Customer (22 Dec 2017 to 8 Mar 2019)
- CF11 Money Laundering Reporting (22 Dec 2017 to 8 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.