Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (3 Jun 2011 to 17 Jan 2018)
- CF1 Director (14 Oct 2010 to 17 Jan 2018)
- CF30 Customer (14 Oct 2010 to 17 Jan 2018)
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- CF2 Non Executive Director (16 Apr 2008 to 31 Oct 2008)
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- CF30 Customer (1 Nov 2007 to 17 Jul 2008)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 29 May 2003)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 17 Jul 2008)
- CF1 Director (1 Dec 2001 to 17 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.