Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BOWSPRIT PARTNERS LIMITED (no longer approved here)

    FRN 403139

    • CF3 Chief Executive (3 Jun 2011 to 17 Jan 2018)
    • CF1 Director (14 Oct 2010 to 17 Jan 2018)
    • CF30 Customer (14 Oct 2010 to 17 Jan 2018)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF2 Non Executive Director (16 Apr 2008 to 31 Oct 2008)
  • Unicorn Asset Management Limited (no longer approved here)

    FRN 192164

    • CF30 Customer (1 Nov 2007 to 17 Jul 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 29 May 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 17 Jul 2008)
    • CF1 Director (1 Dec 2001 to 17 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.