Unicorn Asset Management Limited

• Principal Place of Business

  Preachers Court

  15 The Charterhouse

  Charterhouse Square

  London

  EC1M 6AU

  UNITED KINGDOM

  Phone

  +4402072530889

  Web

  https://www.unicornam.com

• Complaints Contact

  Preachers Court

  15 The Charterhouse

  Charterhouse Square

  London

  EC1M 6AU

  UNITED KINGDOM

  Phone

  +4402072530889

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

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  • · Limited to ICVC box management activities and in carrying on such activities to the specified investments, "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot f orex contract) and rights to or interests in investments - contractually based investments", (when the later is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Robert Game

  IRN ARG01143

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
• Alisdair Edward McLean Hinton

  IRN AXH01458

  • SMF3 Executive Director (since 15 Apr 2026)
  • SMF16 Compliance Oversight (since 10 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Aug 2025)
• Anam Ajani

  IRN AXA03051

  • [FCA CF] Client dealing (23 Jan 2025 to 24 Oct 2025)
• Andrew Nicholas Davey

  IRN AND01007

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2024)
  • CF30 Customer (16 Aug 2019 to 8 Dec 2019)
• Christopher James Colvin Hutchinson

  IRN CJH01127

  • SMF1 Chief Executive (since 16 Jul 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (25 Jun 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (10 Jan 2006 to 31 Oct 2007)
• Colin Anthony Howell

  IRN CAH01192

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 19 Jul 2023)
  • CF2 Non Executive Director (12 Sep 2008 to 8 Dec 2019)
• David Jackson

  IRN DXJ01107

  • CF27 Investment Management (1 Jun 2003 to 22 Sep 2003)
  • CF1 Director (1 Jun 2003 to 22 Sep 2003)
• David Samuel Orr Barton

  IRN DSB01107

  • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
  • CF27 Investment Management (10 Aug 2007 to 31 Oct 2007)
• Fraser Hume Mackersie

  IRN FHM01012

  • SMF3 Executive Director (since 14 Apr 2026)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Jul 2009 to 8 Dec 2019)
• Henrietta Elizabeth Marsh

  IRN HEM01007

  • CF27 Investment Management (19 Apr 2004 to 19 Jul 2004)

• LGBR Capital London Limited (no longer appointed)

  FRN 630811 · Appointed 27 Aug 2014 · Until 2 Oct 2014 · Tied agent

• Silver Street Marketing Ltd (no longer appointed)

  FRN 457697 · Appointed 26 Sep 2006 · Until 5 May 2010

No changes recorded yet.