Andrew Nicholas Davey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Unicorn Asset Management Limited (no longer approved here)
FRN 192164
- [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2024)
- CF30 Customer (16 Aug 2019 to 8 Dec 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (13 Aug 2012 to 20 Jul 2018)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF21 Investment Adviser (11 Feb 2005 to 30 Mar 2007)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF21 Investment Adviser (1 Jun 2004 to 6 May 2005)
CLSA (UK) (no longer approved here)
FRN 140836
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.