Mark Stephenson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Above Wealth Management LLP (no longer approved here)
FRN 714242
- CF30 Customer (1 Jun 2016 to 26 Sep 2018)
BOWSPRIT PARTNERS LIMITED (no longer approved here)
FRN 403139
- CF30 Customer (21 Nov 2011 to 17 Sep 2012)
VSA Capital Limited (no longer approved here)
FRN 158790
- CF30 Customer (1 Sep 2010 to 31 Oct 2011)
Northland Capital Partners Limited (no longer approved here)
FRN 155200
- CF30 Customer (6 Feb 2008 to 11 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.