Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF23 Corporate Finance Adviser (17 Jan 2002 to 10 Jul 2003)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.