S&W Partners Corporate Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Bridgit Mary Getley
IRN BMG01025
- CF1 Director (15 Nov 2002 to 5 Dec 2002)
Carla Stent
IRN CRS01104
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Dec 2024)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Dec 2024)
- CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
Charles Henry Charlton Combe
IRN CHC01059
- CF30 Customer (13 Dec 2007 to 28 Mar 2011)
Charles Nicholas Lindsell
IRN CNL01010
- CF1 Director (15 Nov 2002 to 5 Dec 2002)
Charlotte Davies
IRN CXT01367
- [FCA CF] Material risk taker (1 Oct 2024 to 8 Dec 2024)
- [FCA CF] Manager of certification employee (3 Oct 2022 to 8 Dec 2024)
- [FCA CF] Significant management (3 Oct 2022 to 8 Dec 2024)
Charlotte Jane Reynolds
IRN CJR01080
- CF23 Corporate Finance Adviser (15 Nov 2002 to 15 Nov 2002)
Christian Paul Schosland
IRN CPS01039
- CF30 Customer (14 Oct 2014 to 30 Sep 2017)
Christopher Hird
IRN CXH00972
- [FCA CF] Client dealing (since 9 Dec 2025)
Christopher James Donald
IRN CJD01080
- CF1 Director (15 Nov 2002 to 31 Aug 2006)
- CF23 Corporate Finance Adviser (15 Nov 2002 to 4 Jun 2007)
Christopher John Kenny
IRN CJK01016
- [FCA CF] Manager of certification employee (7 Jun 2022 to 8 Dec 2024)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 23 Oct 2020)
- CF29 Significant management (3 Oct 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.