Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dart Capital Limited
FRN 137569
- SMF11 Chair of the Audit Committee (since 9 Nov 2023)
- SMF10 Chair of the Risk Committee (since 9 Nov 2023)
- Director of firm who is not a certification employee or a SMF manager (since 31 Aug 2023)
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Evelyn Partners Securities
FRN 124255
- SMF10 Chair of the Risk Committee (since 23 Sep 2020)
- SMF11 Chair of the Audit Committee (since 23 Sep 2020)
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HW Financial Services Limited
FRN 134190
- SMF11 Chair of the Audit Committee (since 23 Sep 2020)
- SMF10 Chair of the Risk Committee (since 23 Sep 2020)
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Evelyn Partners Financial Planning Limited
FRN 136414
- SMF10 Chair of the Risk Committee (since 23 Sep 2020)
- SMF11 Chair of the Audit Committee (since 23 Sep 2020)
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- SMF10 Chair of the Risk Committee (since 23 Sep 2020)
- SMF11 Chair of the Audit Committee (since 23 Sep 2020)
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- SMF11 Chair of the Audit Committee (since 23 Sep 2020)
- SMF10 Chair of the Risk Committee (since 23 Sep 2020)
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- SMF10 Chair of the Risk Committee (since 23 Sep 2020)
- SMF11 Chair of the Audit Committee (since 23 Sep 2020)
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Evelyn Partners Asset Management Limited
FRN 223074
- SMF10 Chair of the Risk Committee (since 23 Sep 2020)
- SMF11 Chair of the Audit Committee (since 23 Sep 2020)
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Evelyn Partners Investment Management LLP
FRN 580531
- SMF10 Chair of the Risk Committee (since 9 Dec 2019)
- SMF11 Chair of the Audit Committee (since 9 Dec 2019)
- CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
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Evelyn Partners Investment Services Limited
FRN 131816
- SMF11 Chair of the Audit Committee (since 1 Oct 2019)
- SMF10 Chair of the Risk Committee (since 1 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
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