Carla Stent

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • SMF11 Chair of the Audit Committee (24 Nov 2021 to 2 Sep 2024)
    • SMF10 Chair of the Risk Committee (24 Nov 2021 to 2 Sep 2024)
    • Director of firm who is not a certification employee or a SMF manager (16 Aug 2021 to 20 Jun 2022)
  • Marex Financial (no longer approved here)

    FRN 442767

    • SMF13 Chair of the Nominations Committee (18 Aug 2021 to 30 Sep 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2023)
    • CF2 Non Executive Director (9 Dec 2014 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Apr 2026)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Apr 2026)
    • CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2023)
    • CF2 Non Executive Director (9 Dec 2014 to 8 Dec 2019)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Dec 2024)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Dec 2024)
    • CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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