Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Material risk taker (since 9 Oct 2025)
    • [FCA CF] Manager of certification employee (since 5 Sep 2023)
    • [FCA CF] Significant management (since 20 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Oct 2025)
    • [FCA CF] Manager of certification employee (since 7 Jun 2022)
    • [FCA CF] Significant management (since 1 Jan 2021)
    • SMF18 Other Overall Responsibility (since 3 May 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
    • [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
    • SMF18 Other Overall Responsibility (since 3 May 2024)
    • [FCA CF] Significant management (20 Jul 2022 to 3 May 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 3 May 2024)
    • SMF18 Other Overall Responsibility (25 Nov 2018 to 23 Oct 2020)
    • CF1 Director (14 Jul 2010 to 8 Dec 2015)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 3 May 2024)
    • [FCA CF] Manager of certification employee (7 Jun 2022 to 3 May 2024)
    • [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
    • SMF18 Other Overall Responsibility (since 3 May 2024)
    • [FCA CF] Manager of certification employee (11 Jan 2024 to 3 May 2024)
    • SMF18 Other Overall Responsibility (since 3 May 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
    • [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
    • SMF18 Other Overall Responsibility (since 3 May 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
    • [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
    • SMF18 Other Overall Responsibility (since 3 May 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
    • [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
    • SMF18 Other Overall Responsibility (since 3 May 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
    • [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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