Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HFS Milbourne Financial Services Limited
FRN 125051
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Material risk taker (since 9 Oct 2025)
- [FCA CF] Manager of certification employee (since 5 Sep 2023)
- [FCA CF] Significant management (since 20 Jul 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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HW Financial Services Limited
FRN 134190
- [FCA CF] Material risk taker (since 9 Oct 2025)
- [FCA CF] Manager of certification employee (since 7 Jun 2022)
- [FCA CF] Significant management (since 1 Jan 2021)
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Evelyn Partners Securities
FRN 124255
- SMF18 Other Overall Responsibility (since 3 May 2024)
- [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
- [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
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Evelyn Partners Investment Services Limited
FRN 131816
- SMF18 Other Overall Responsibility (since 3 May 2024)
- [FCA CF] Significant management (20 Jul 2022 to 3 May 2024)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 3 May 2024)
- SMF18 Other Overall Responsibility (25 Nov 2018 to 23 Oct 2020)
- CF1 Director (14 Jul 2010 to 8 Dec 2015)
- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Evelyn Partners Financial Planning Limited
FRN 136414
- SMF18 Other Overall Responsibility (since 3 May 2024)
- [FCA CF] Manager of certification employee (7 Jun 2022 to 3 May 2024)
- [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
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Dart Capital Limited
FRN 137569
- SMF18 Other Overall Responsibility (since 3 May 2024)
- [FCA CF] Manager of certification employee (11 Jan 2024 to 3 May 2024)
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- SMF18 Other Overall Responsibility (since 3 May 2024)
- [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
- [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
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- SMF18 Other Overall Responsibility (since 3 May 2024)
- [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
- [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
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- SMF18 Other Overall Responsibility (since 3 May 2024)
- [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
- [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
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Evelyn Partners Asset Management Limited
FRN 223074
- SMF18 Other Overall Responsibility (since 3 May 2024)
- [FCA CF] Manager of certification employee (1 Mar 2021 to 3 May 2024)
- [FCA CF] Significant management (1 Jan 2021 to 3 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
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