S&W Partners Corporate Finance Limited

Date authorised
1 April 2013
Companies House
04533970
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://swgroup.com

  • Complaints Contact

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442046175710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Jon Pell

    IRN CJP01190

    • [FCA CF] Material risk taker (1 Oct 2024 to 31 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 31 Mar 2025)
  • Christopher Kevin Woodhouse

    IRN CKW00005

    • SMF1 Chief Executive (17 Feb 2021 to 14 Aug 2023)
    • SMF3 Executive Director (27 Aug 2020 to 14 Aug 2023)
  • Christopher Montague Grigg

    IRN CMG01047

    • SMF13 Chair of the Nominations Committee (16 Feb 2022 to 31 Mar 2025)
    • SMF9 Chair of the Governing Body (16 Feb 2022 to 31 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (2 Aug 2021 to 26 Oct 2022)
  • Clare Louise Harwood

    IRN CLC01064

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF23 Corporate Finance Adviser (21 Mar 2007 to 31 Oct 2007)
  • Daniel Bramham Robinson

    IRN DBR01014

    • CF23 Corporate Finance Adviser (28 Nov 2002 to 8 Apr 2005)
  • Daniel Walker

    IRN DXW00455

    • [FCA CF] Significant management (16 Mar 2022 to 8 Dec 2024)
  • David Cobb

    IRN DMC01075

    • Director of firm who is not a certification employee or a SMF manager (4 Jun 2021 to 21 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2021)
    • CF1 Director (15 Nov 2002 to 5 Dec 2002)
  • David George Abbott

    IRN DGA01022

    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)
  • David Horne

    IRN DXH01284

    • CF1 Director (15 Nov 2002 to 5 Dec 2002)
  • David Thomas Grant Jones

    IRN DTJ01013

    • CF30 Customer (1 Nov 2007 to 11 Dec 2018)
    • CF1 Director (6 May 2005 to 31 Aug 2006)
    • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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