Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Jan 2022)
    • [FCA CF] Material risk taker (3 Jan 2022 to 4 Jan 2022)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2020)
    • CF30 Customer (11 Dec 2018 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (16 Mar 2011 to 30 Dec 2012)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • CF30 Customer (1 Nov 2007 to 11 Dec 2018)
    • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
    • CF1 Director (15 Nov 2002 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.