Date authorised
2 September 2016
Companies House
08364643
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clutha House
    10 Storey's Gate
    London
    SW1P 3AY
    UNITED KINGDOM
    Phone
    +442080169500
  • Complaints Contact

    Clutha House
    10 Storey's Gate
    London
    SW1P 3AY
    UNITED KINGDOM
    Phone
    +442080169500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander James Dalrymple Murray

    IRN AXM01617

    • CF1 Director (AR) (since 14 Feb 2022)
    • CF30 Customer (since 26 Jun 2017)
  • Alexis Constantin Maximilian Maria Von Dziembowski

    IRN ACV01036

    • CF1 Director (AR) (since 5 Sep 2022)
    • CF30 Customer (since 5 Sep 2022)
  • Alexis Figeac

    IRN AXF01524

    • [FCA CF] Client dealing (1 Jun 2021 to 31 Mar 2022)
  • Alistair Conner

    IRN ACC01160

    • [FCA CF] Client dealing (22 Jan 2024 to 1 Jun 2025)
    • [FCA CF] Manager of certification employee (22 Jan 2024 to 1 Jun 2025)
    • [FCA CF] Material risk taker (22 Jan 2024 to 1 Jun 2025)
  • Azhic Eduard Lvov-Basirov

    IRN AEL01034

    • [FCA CF] Client dealing (since 3 Jan 2022)
    • [FCA CF] Material risk taker (3 Jan 2022 to 4 Jan 2022)
  • Carl Alan Mark Florman

    IRN CAF01096

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Material risk taker (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Sep 2016 to 8 Dec 2019)
    • CF1 Director (2 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
    • CF3 Chief Executive (2 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2016 to 8 Dec 2019)
  • Charles Humphrey Inge Barnes-Yallowley

    IRN CXB00660

    • [FCA CF] Client dealing (1 Jul 2022 to 31 Mar 2024)
  • Christina Louise Nalumansi Kimeze

    IRN CLK01033

    • CF30 Customer (8 Jun 2018 to 11 Sep 2018)
  • Christopher James Philip Hay

    IRN CJH01348

    • [FCA CF] Manager of certification employee (1 Jul 2022 to 6 Sep 2024)
    • [FCA CF] Material risk taker (1 Oct 2021 to 6 Sep 2024)
    • [FCA CF] Client dealing (30 Mar 2021 to 6 Sep 2024)
  • Crispin Jonathan Payne

    IRN CJP01155

    • [FCA CF] Manager of certification employee (1 Jul 2022 to 22 Mar 2024)
    • [FCA CF] Material risk taker (5 Oct 2021 to 22 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (4 Oct 2021 to 5 Oct 2021)
    • [FCA CF] Client dealing (31 Mar 2021 to 22 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.