Carl Alan Mark Florman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Time Partners Limited

    FRN 748075

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Material risk taker (since 1 Jan 2020)
    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (2 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2016 to 8 Dec 2019)
    • CF1 Director (2 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Sep 2016 to 8 Dec 2019)
  • Time Partners Limited (no longer approved here)

    FRN 629773

    • Employed By (1 Sep 2014 to 1 Sep 2016)
  • Spayne Lindsay & Co. LLP (no longer approved here)

    FRN 401042

    • CF30 Customer (29 Apr 2009 to 1 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.