Spayne Lindsay & Co. LLP

• Principal Place of Business

  55 Strand

  London

  WC2N 5LR

  UNITED KINGDOM

  Phone

  +442078083240

  Web

  https://spaynelindsay.com

• Complaints Contact

  55 Strand

  London

  WC2N 5LR

  UNITED KINGDOM

  Phone

  +442078083240

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Stout

  IRN AXS04386

  • CF30 Customer (15 Feb 2016 to 9 Nov 2016)
• Alexandra Lesley Hincks

  IRN ALO01006

  • CF30 Customer (10 Mar 2016 to 8 Dec 2019)
• Bianka Petrikova

  IRN BXP01721

  • CF30 Customer (23 Mar 2018 to 3 Dec 2018)
• Carl Alan Mark Florman

  IRN CAF01096

  • CF30 Customer (29 Apr 2009 to 1 Sep 2016)
• Catherine Novi

  IRN CXN01072

  • CF23 Corporate Finance Adviser (11 Feb 2005 to 11 Feb 2005)
• Christopher Eoin Kelly

  IRN CXK01498

  • CF30 Customer (15 Nov 2016 to 19 Sep 2019)
• Christopher Gale

  IRN CXG23696

  • CF30 Customer (9 Sep 2022 to 11 Jul 2023)
• Christopher Gordon Packe

  IRN CGP01019

  • CF30 Customer (1 Nov 2007 to 3 Feb 2012)
  • CF23 Corporate Finance Adviser (9 Jul 2004 to 31 Oct 2007)
• Christopher William Dedman

  IRN CWD01042

  • SMF27 Partner (since 9 Jun 2025)
  • SMF16 Compliance Oversight (since 9 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2025)
  • CF1 Director (AR) (since 1 May 2025)
  • CF30 Customer (since 12 Sep 2011)
• Claus Martin Nielsen

  IRN CMN01026

  • CF30 Customer (1 Nov 2007 to 19 Oct 2012)
  • CF23 Corporate Finance Adviser (19 Oct 2006 to 31 Oct 2007)

• Spayne Lindsay & Co Limited

  FRN 825706 · Appointed 12 Nov 2018

• YF FUNDING LTD (no longer appointed)

  FRN 919614 · Appointed 15 Jan 2020 · Until 31 Mar 2022

• Time Partners Limited (no longer appointed)

  FRN 629773 · Appointed 6 Aug 2014 · Until 1 Sep 2016

No changes recorded yet.