Spayne Lindsay & Co. LLP

Date authorised
1 April 2013
Companies House
OC307647
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Strand
    London
    WC2N 5LR
    UNITED KINGDOM
    Phone
    +442078083240
    Web
    https://spaynelindsay.com

  • Complaints Contact

    55 Strand
    London
    WC2N 5LR
    UNITED KINGDOM
    Phone
    +442078083240

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Courtenay Traice Thomas Lindsay

    IRN CTL01010

    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 May 2019)
    • CF30 Customer (since 1 Nov 2007)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jul 2025)
    • CF10 Compliance Oversight (9 Jul 2004 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (9 Jul 2004 to 31 Oct 2007)
    • CF4 Partner (9 Jul 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jul 2004 to 8 Dec 2019)
  • David Anthony Craig

    IRN DAC01129

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF23 Corporate Finance Adviser (19 Jun 2007 to 31 Oct 2007)
  • Guy Edward John Phillips

    IRN GEP01028

    • CF30 Customer (since 1 Nov 2023)
    • CF30 Customer (13 Sep 2018 to 8 Dec 2019)
  • Hannah Harries

    IRN HXH28480

    • CF30 Customer (since 14 Feb 2020)
  • Hugh Jowett

    IRN HXJ01226

    • CF30 Customer (since 8 Aug 2018)
  • Iryna Iashchyshyna Tsymbal

    IRN IXI00035

    • SMF27 Partner (since 16 May 2025)
  • Jadon Paul Buckeridge

    IRN JXB00915

    • CF30 Customer (since 30 Dec 2021)
  • Jens Hans Peter Brodersen

    IRN JHB01163

    • CF30 Customer (since 14 Sep 2022)
    • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
  • John Keith Woolman

    IRN JKW01035

    • CF30 Customer (21 May 2010 to 26 Apr 2017)
  • John Nicholas Anderdon

    IRN JNA01045

    • CF30 Customer (16 May 2014 to 2 Sep 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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