Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Spayne Lindsay & Co. LLP
FRN 401042
- SMF27 Partner (since 9 Dec 2019)
- CF1 Director (AR) (since 9 May 2019)
- CF30 Customer (since 1 Nov 2007)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jul 2025)
- CF23 Corporate Finance Adviser (9 Jul 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (9 Jul 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Jul 2004 to 8 Dec 2019)
- CF4 Partner (9 Jul 2004 to 8 Dec 2019)
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Spayne Lindsay & Co Limited
FRN 825706
- (18)Employed By (since 9 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
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