Spayne Lindsay & Co. LLP

Date authorised
1 April 2013
Companies House
OC307647
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Strand
    London
    WC2N 5LR
    UNITED KINGDOM
    Phone
    +442078083240
    Web
    https://spaynelindsay.com

  • Complaints Contact

    55 Strand
    London
    WC2N 5LR
    UNITED KINGDOM
    Phone
    +442078083240

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Patrick Spayne

    IRN JPS01084

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 8 May 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF23 Corporate Finance Adviser (9 Jul 2004 to 31 Oct 2007)
    • CF4 Partner (9 Jul 2004 to 8 Dec 2019)
    • CF3 Chief Executive (9 Jul 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Jul 2004 to 31 Oct 2007)
  • Jonathon Paul Martin

    IRN JPM01255

    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 May 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (6 Nov 2015 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (8 Feb 2005 to 31 Oct 2007)
  • Joseph Evans

    IRN JXE00229

    • CF30 Customer (since 30 Aug 2022)
  • Julieta Dorantes Pavon

    IRN JXD02096

    • CF30 Customer (5 Oct 2017 to 1 Nov 2021)
  • Justine Moldenhauer

    IRN JXM03125

    • CF30 Customer (since 14 Jan 2013)
    • CF1 Director (AR) (17 Feb 2020 to 30 Mar 2022)
  • Marcus Tibbs

    IRN MXT14074

    • CF30 Customer (26 Apr 2019 to 5 Jan 2026)
  • Martin Robert Murch

    IRN MRM01058

    • CF30 Customer (8 May 2009 to 1 Jun 2010)
  • Max Slattery

    IRN MAS01587

    • CF30 Customer (28 Jul 2015 to 19 Sep 2019)
  • Nanda Kumar Menon

    IRN NKM01003

    • CF30 Customer (7 Oct 2008 to 1 Jun 2010)
  • Nicholas Owen Hassall

    IRN NOH01002

    • CF30 Customer (since 7 Aug 2023)
    • CF30 Customer (12 Apr 2018 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.