Spayne Lindsay & Co. LLP

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FRN: 401042
Date authorised: 1 April 2013
Companies House: OC307647
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

55 Strand

London

WC2N 5LR

UNITED KINGDOM

Phone

+442078083240

Web

https://spaynelindsay.com
Complaints Contact

55 Strand

London

WC2N 5LR

UNITED KINGDOM

Phone

+442078083240

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Oluwadara Matiluko
IRN OXM01185
- CF30 Customer (since 21 Sep 2022)
Patrick Bernard Tumilty
IRN PBT01022
- CF30 Customer (8 Nov 2010 to 11 Jul 2012)
Patrick Edward Booth-Clibborn
IRN PEB01052
- CF30 Customer (4 Feb 2008 to 22 Feb 2010)
Patrizio Finicelli
IRN PXF01481
- CF30 Customer (since 28 Sep 2017)
Paul James Satchell
IRN PJS01371
- SMF27 Partner (since 9 Dec 2019)
- CF1 Director (AR) (since 15 May 2019)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (6 Nov 2015 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (30 Nov 2005 to 31 Oct 2007)
Peter John Malovany
IRN PJM01558
- CF30 Customer (16 Apr 2019 to 10 Oct 2024)
Philippe Maurice Leopold
IRN PXL01173
- CF30 Customer (5 Nov 2019 to 8 Dec 2019)
Rian Edwards
IRN RXE01165
- CF30 Customer (1 Nov 2007 to 18 Feb 2008)
- CF23 Corporate Finance Adviser (15 Aug 2006 to 31 Oct 2007)
Richard James O'Donnell
IRN RJO01052
- CF4 Partner (4 Sep 2015 to 16 Mar 2016)
- CF30 Customer (1 Nov 2007 to 16 Mar 2016)
- CF23 Corporate Finance Adviser (5 Feb 2007 to 31 Oct 2007)
Richard Krajewski
IRN RXK01173
- CF30 Customer (since 16 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Spayne Lindsay & Co Limited
FRN 825706 · Appointed 12 Nov 2018
YF FUNDING LTD (no longer appointed)
FRN 919614 · Appointed 15 Jan 2020 · Until 31 Mar 2022
Time Partners Limited (no longer appointed)
FRN 629773 · Appointed 6 Aug 2014 · Until 1 Sep 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.