Spayne Lindsay & Co. LLP

• Principal Place of Business

  55 Strand

  London

  WC2N 5LR

  UNITED KINGDOM

  Phone

  +442078083240

  Web

  https://spaynelindsay.com

• Complaints Contact

  55 Strand

  London

  WC2N 5LR

  UNITED KINGDOM

  Phone

  +442078083240

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Eric Horton

  IRN REH01123

  • CF30 Customer (11 May 2012 to 27 Apr 2021)
• Samuel Evans

  IRN SXE01437

  • CF30 Customer (since 21 Sep 2022)
• Sanjeev Phakey

  IRN SXP01623

  • CF30 Customer (1 Nov 2007 to 5 Sep 2011)
  • CF23 Corporate Finance Adviser (4 Oct 2007 to 31 Oct 2007)
• Shaun David Brownell

  IRN SDB01126

  • SMF27 Partner (since 9 Dec 2019)
  • CF1 Director (AR) (since 8 May 2019)
  • CF30 Customer (since 1 Nov 2007)
  • CF4 Partner (16 Oct 2015 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (3 Oct 2005 to 31 Oct 2007)
• Siddhant Nitin Shah

  IRN SNS01043

  • CF30 Customer (3 Jul 2014 to 8 Nov 2016)
• Thomas William Morgan Maizels

  IRN TWM01037

  • CF30 Customer (2 Apr 2012 to 16 Mar 2016)
• Tommy Haghjoo

  IRN TXH28477

  • CF30 Customer (14 Feb 2020 to 27 Apr 2021)
• William David Nicholas von Behr

  IRN WDV01004

  • CF30 Customer (21 Mar 2018 to 19 Sep 2019)

• Spayne Lindsay & Co Limited

  FRN 825706 · Appointed 12 Nov 2018

• YF FUNDING LTD (no longer appointed)

  FRN 919614 · Appointed 15 Jan 2020 · Until 31 Mar 2022

• Time Partners Limited (no longer appointed)

  FRN 629773 · Appointed 6 Aug 2014 · Until 1 Sep 2016

No changes recorded yet.