Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIPER SANDLER LTD.
FRN 191657
- [FCA CF] Client dealing (since 4 Nov 2024)
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- (10)Employed By (16 May 2019 to 10 Oct 2024)
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- CF30 Customer (16 Apr 2019 to 10 Oct 2024)
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- CF30 Customer (20 Jun 2018 to 8 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.