Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clearwater Corporate Finance LLP (no longer approved here)

    FRN 483062

    • [FCA CF] Client dealing (25 Feb 2021 to 31 Mar 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • CF4 Partner (4 May 2018 to 8 Dec 2019)
    • CF30 Customer (20 Mar 2018 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (12 May 2016 to 8 Dec 2017)
  • Spayne Lindsay & Co. LLP (no longer approved here)

    FRN 401042

    • CF4 Partner (4 Sep 2015 to 16 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 16 Mar 2016)
    • CF23 Corporate Finance Adviser (5 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.