Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Jul 2022 to 22 Mar 2024)
- [FCA CF] Material risk taker (5 Oct 2021 to 22 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (4 Oct 2021 to 5 Oct 2021)
- [FCA CF] Client dealing (31 Mar 2021 to 22 Mar 2024)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2017)
- CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
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- Employed By (3 May 2007 to 8 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.