Coller Capital Limited

• Principal Place of Business

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +442076318500

  Web

  https://www.collercapital.com

• Complaints Contact

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +442076318500

  Web

  https://www.collercapital.com

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam James Black

  IRN AJB01748

  • [FCA CF] Client dealing (since 30 Mar 2021)
• Alison Jane Carnwath

  IRN AJC01269

  • CF2 Non Executive Director (1 Jul 2015 to 8 Dec 2019)
• Amyn Hassanally

  IRN AXH02341

  • CF30 Customer (17 Sep 2012 to 8 Dec 2019)
• Andrew Ward

  IRN AXW09458

  • CF30 Customer (14 Dec 2018 to 8 Dec 2019)
• Ashley Johansen

  IRN AXJ01589

  • CF30 Customer (19 Mar 2014 to 28 Jan 2016)
• Axel Karl Albert Hansing

  IRN AKH01014

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 1 Mar 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Charles Anthony Hippsley

  IRN CAH01181

  • CF28 Systems and controls (9 Oct 2009 to 9 Jan 2012)
  • CF1 Director (21 Jul 2008 to 9 Jan 2012)
  • CF30 Customer (1 Nov 2007 to 9 Jan 2012)
  • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
• Christiaan Herman De Lint

  IRN CHD01011

  • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)
• Christopher James Ignatius McDermott-Spencer

  IRN CXM00663

  • [FCA CF] Significant management (9 Dec 2019 to 7 Sep 2022)
• Crispin Jonathan Payne

  IRN CJP01155

  • CF30 Customer (1 Nov 2007 to 1 Nov 2017)
  • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)

• MLC 50 LLP (no longer appointed)

  FRN 501691 · Appointed 28 May 2009 · Until 1 Apr 2015

• Coller IP Capital Ltd (no longer appointed)

  FRN 464980 · Appointed 8 Mar 2007 · Until 19 Jun 2008

No changes recorded yet.