Alison Jane Carnwath

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Evercore Partners International LLP
FRN 532714
- [FCA CF] Client dealing (since 24 Nov 2020)
Coller Capital Limited (no longer approved here)
FRN 172405
- CF2 Non Executive Director (1 Jul 2015 to 8 Dec 2019)
AHL Partners LLP (no longer approved here)
FRN 593791
- CF2 Non Executive Director (15 Mar 2013 to 3 May 2013)
Livingbridge EP LLP (no longer approved here)
FRN 429087
- CF30 Customer (28 Jan 2008 to 1 Jan 2017)
- CF4 Partner (6 Dec 2006 to 1 Jan 2017)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF2 Non Executive Director (1 Dec 2001 to 24 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.