Coller Capital Limited

Date authorised
1 April 2013
Companies House
03020017
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cyril Joseph Mahon

    IRN CJM01222

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (31 Aug 2011 to 5 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 9 Oct 2009)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • DANIEL Dupont

    IRN DAD01038

    • CF30 Customer (1 Nov 2007 to 29 Jun 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Mar 2007)
  • David Charles Darsie Watson

    IRN DCW01054

    • CF10 Compliance Oversight (20 Dec 2006 to 29 Jun 2007)
    • CF21 Investment Adviser (20 Dec 2006 to 29 Jun 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Jun 2006 to 21 Dec 2006)
    • CF17 Significant Mgt (Other Business Operations) (20 Jun 2006 to 21 Dec 2006)
    • CF23 Corporate Finance Adviser (20 Jun 2006 to 21 Dec 2006)
  • David George Boal

    IRN DGB01059

    • [FCA CF] Client dealing (25 Oct 2021 to 31 Jul 2025)
  • David William Jolly

    IRN DWJ01043

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Oct 2010 to 8 Dec 2019)
  • Denis Jean Daniel Mortier

    IRN DJM01264

    • CF30 Customer (1 Nov 2007 to 8 Sep 2014)
    • CF1 Director (1 Dec 2001 to 1 Mar 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Dolapo Taiwo David Awoyinka

    IRN DTA01021

    • CF30 Customer (24 Jul 2017 to 8 Dec 2019)
  • Edward Allen Goldstein

    IRN EXG01195

    • [FCA CF] Significant management (since 30 Mar 2022)
    • CF30 Customer (16 Mar 2010 to 8 Dec 2019)
  • Eric William Foran

    IRN EXF00061

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Erwin Jozef Jian Elza Roex

    IRN EJR01031

    • CF30 Customer (1 Nov 2007 to 4 Nov 2014)
    • CF21 Investment Adviser (19 Mar 2004 to 31 Oct 2007)
    • CF1 Director (13 Mar 2003 to 1 Mar 2007)
    • CF22 Investment Adviser (Trainee) (13 Mar 2003 to 19 Mar 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • MLC 50 LLP (no longer appointed)

    FRN 501691 · Appointed 28 May 2009 · Until 1 Apr 2015

  • Coller IP Capital Ltd (no longer appointed)

    FRN 464980 · Appointed 8 Mar 2007 · Until 19 Jun 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.