DANIEL Dupont

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northleaf Capital Partners (UK) Limited

    FRN 511152

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (9 Sep 2012 to 30 Nov 2019)
    • CF11 Money Laundering Reporting (29 Feb 2012 to 30 Nov 2019)
    • CF1 Director (29 Feb 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Feb 2012 to 30 Nov 2019)
    • CF30 Customer (5 Aug 2011 to 8 Dec 2019)
  • Coller Capital Limited (no longer approved here)

    FRN 172405

    • CF30 Customer (1 Nov 2007 to 29 Jun 2010)
    • CF1 Director (1 Dec 2001 to 1 Mar 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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