Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coller Capital Limited (no longer approved here)

    FRN 172405

    • CF10 Compliance Oversight (20 Dec 2006 to 29 Jun 2007)
    • CF21 Investment Adviser (20 Dec 2006 to 29 Jun 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Jun 2006 to 21 Dec 2006)
    • CF17 Significant Mgt (Other Business Operations) (20 Jun 2006 to 21 Dec 2006)
    • CF23 Corporate Finance Adviser (20 Jun 2006 to 21 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.