Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (20 Dec 2006 to 29 Jun 2007)
- CF21 Investment Adviser (20 Dec 2006 to 29 Jun 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Jun 2006 to 21 Dec 2006)
- CF17 Significant Mgt (Other Business Operations) (20 Jun 2006 to 21 Dec 2006)
- CF23 Corporate Finance Adviser (20 Jun 2006 to 21 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.