David George Boal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Coller Capital Limited (no longer approved here)
FRN 172405
- [FCA CF] Client dealing (25 Oct 2021 to 31 Jul 2025)
Siguler Guff UK LLP (no longer approved here)
FRN 471987
- [FCA CF] Client dealing (18 Mar 2021 to 20 Aug 2021)
- SMF27 Partner (9 Dec 2019 to 20 Aug 2021)
- CF4 Partner (30 Jun 2017 to 8 Dec 2019)
- CF30 Customer (17 Feb 2015 to 8 Dec 2019)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (28 Jul 2009 to 14 Jan 2014)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (28 Jul 2009 to 19 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.