Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 7 Feb 2024)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Sep 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • SMF11 Chair of the Audit Committee (28 Jan 2019 to 1 Oct 2019)
    • SMF10 Chair of the Risk Committee (28 Jan 2019 to 1 Oct 2019)
    • SMF9 Chair of the Governing Body (7 Mar 2016 to 30 Sep 2020)
    • CF2 Non Executive Director (4 May 2006 to 6 Mar 2016)
  • Permian Global Advisors LLP (no longer approved here)

    FRN 556927

    • CF2 Non Executive Director (29 Nov 2018 to 8 Dec 2019)
  • Gulf International Bank (UK) Limited (no longer approved here)

    FRN 124772

    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 17 Dec 2019)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 17 Dec 2019)
    • SMF14 Senior Independent Director (7 Mar 2016 to 17 Dec 2019)
    • CF2 Non Executive Director (26 Sep 2005 to 6 Mar 2016)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
  • Record Currency Management Limited (no longer approved here)

    FRN 114097

    • CF2 Non Executive Director (7 Nov 2007 to 22 Sep 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 28 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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