Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALDER INVESTMENT MANAGEMENT LIMITED
FRN 122428
- SMF9 Chair of the Governing Body (since 7 Feb 2024)
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- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Sep 2020)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
- CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Sep 2020)
- CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Sep 2020)
- CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
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- SMF11 Chair of the Audit Committee (28 Jan 2019 to 1 Oct 2019)
- SMF10 Chair of the Risk Committee (28 Jan 2019 to 1 Oct 2019)
- SMF9 Chair of the Governing Body (7 Mar 2016 to 30 Sep 2020)
- CF2 Non Executive Director (4 May 2006 to 6 Mar 2016)
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- CF2 Non Executive Director (29 Nov 2018 to 8 Dec 2019)
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- SMF11 Chair of the Audit Committee (7 Mar 2016 to 17 Dec 2019)
- SMF10 Chair of the Risk Committee (7 Mar 2016 to 17 Dec 2019)
- SMF14 Senior Independent Director (7 Mar 2016 to 17 Dec 2019)
- CF2 Non Executive Director (26 Sep 2005 to 6 Mar 2016)
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- CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
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- CF2 Non Executive Director (7 Nov 2007 to 22 Sep 2016)
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- CF30 Customer (1 Nov 2007 to 28 Jan 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.