Permian Global Advisors LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

. Permian Global Research Limited
IRN XXP01154
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 Jun 2012 to 8 Dec 2019)
Alexander Stefan Braun
IRN ASB01075
- CF30 Customer (1 Jun 2012 to 31 Dec 2015)
- CF28 Systems and controls (1 Jun 2012 to 31 Dec 2015)
Andrew Francis Sykes
IRN AFS01032
- CF2 Non Executive Director (29 Nov 2018 to 8 Dec 2019)
Anita Daisy McBain
IRN ADM01250
- CF30 Customer (6 Nov 2012 to 10 Oct 2017)
Bernard John Mercer
IRN BJM01201
- CF30 Customer (1 Jun 2012 to 1 Oct 2012)
Christopher Edmund Sheasby
IRN CES01109
- CF2 Non Executive Director (21 Mar 2019 to 30 Jun 2019)
- CF30 Customer (27 Nov 2017 to 17 Sep 2018)
- CF29 Significant management (27 Nov 2017 to 17 Sep 2018)
David Parker Moss
IRN DPM01159
- CF10 Compliance Oversight (1 Jun 2012 to 31 Oct 2018)
- CF11 Money Laundering Reporting (1 Jun 2012 to 31 Oct 2018)
- CF30 Customer (1 Jun 2012 to 30 Jun 2018)
- CF4 Partner (1 Jun 2012 to 30 Jun 2018)
Dominic Clyde Franklin
IRN DCF01017
- CF30 Customer (15 Jul 2016 to 23 Jul 2018)
Edward Rumsey
IRN EXR01244
- [FCA CF] Significant management (since 13 Apr 2021)
- [FCA CF] Client dealing (since 13 Apr 2021)
- CF30 Customer (1 Jun 2012 to 8 Dec 2019)
George Pavlos Leventis
IRN GPL01035
- CF30 Customer (1 Jun 2012 to 18 Jan 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.