Permian Global Advisors LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Gerard Joseph Elias
IRN GJE01050
- [FCA CF] Client dealing (since 13 Apr 2021)
- [FCA CF] Significant management (since 13 Apr 2021)
- CF29 Significant management (17 Oct 2017 to 8 Dec 2019)
- CF30 Customer (17 Oct 2017 to 8 Dec 2019)
Henrietta Elizabeth Gresham Boyd
IRN HEB01043
- CF30 Customer (1 Jun 2012 to 31 Dec 2015)
James Harry Riddiough
IRN JXR00390
- SMF16 Compliance Oversight (since 19 Jul 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2021)
Joao De Vasconcellos
IRN JMD01089
- CF30 Customer (7 Feb 2013 to 8 Dec 2019)
Joseph Biernat
IRN JXB01393
- CF30 Customer (1 Jun 2012 to 8 Dec 2019)
Joseph Nigel David Stelzer
IRN JNS01064
- CF2 Non Executive Director (29 Nov 2018 to 8 Dec 2019)
Joshua James Schaefer
IRN JJS01129
- CF30 Customer (1 Jun 2012 to 26 Sep 2018)
Justus Rouke Roele
IRN JRR01036
- CF30 Customer (11 Feb 2013 to 1 Aug 2017)
Karen Burt
IRN KXB02012
- CF28 Systems and controls (19 Feb 2016 to 8 Dec 2019)
Philip Lloyd Thomas
IRN PLT01028
- CF30 Customer (10 Oct 2013 to 31 Dec 2015)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.