Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
- CF11 Money Laundering Reporting (21 Feb 2011 to 14 Jan 2019)
- CF10 Compliance Oversight (21 Feb 2011 to 14 Jan 2019)
- CF30 Customer (12 Nov 2010 to 8 Dec 2019)
- CF4 Partner (12 Nov 2010 to 28 Feb 2019)
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- CF1 Director (20 Dec 2018 to 28 Feb 2019)
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- CF2 Non Executive Director (29 Nov 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.