Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Corporate Finance LLP (no longer approved here)

    FRN 474794

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
    • CF11 Money Laundering Reporting (21 Feb 2011 to 14 Jan 2019)
    • CF10 Compliance Oversight (21 Feb 2011 to 14 Jan 2019)
    • CF30 Customer (12 Nov 2010 to 8 Dec 2019)
    • CF4 Partner (12 Nov 2010 to 28 Feb 2019)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF1 Director (20 Dec 2018 to 28 Feb 2019)
  • Permian Global Advisors LLP (no longer approved here)

    FRN 556927

    • CF2 Non Executive Director (29 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.