Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (20 May 2004 to 31 Aug 2006)
    • CF23 Corporate Finance Adviser (4 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.