Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 1 Mar 2010)
- CF27 Investment Management (18 Nov 2002 to 9 May 2005)
- CF21 Investment Adviser (18 Nov 2002 to 9 May 2005)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF8 Apportionment and Oversight (13 Apr 2004 to 10 Jul 2005)
- CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)
- CF3 Chief Executive (13 Apr 2004 to 10 Jul 2005)
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- CF2 Non Executive Director (1 Dec 2001 to 15 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.