McInroy & Wood Ltd

• Principal Place of Business

  Easter Alderston

  Alderston

  Haddington

  East Lothian

  EH41 3SF

  UNITED KINGDOM

  Phone

  +4401620825867

  Web

  http://www.mcinroy-wood.co.uk

• Complaints Contact

  Easter Alderston

  Alderston

  Haddington

  East Lothian

  EH41 3SF

  UNITED KINGDOM

  Phone

  +4401620825867

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to underwriting on own account and to participation in placings on own account and in carrying on such activities to the specified investments, "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Aaron Scott

  IRN AXS05643

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 20 Nov 2025)
  • [FCA CF] Client dealing (since 20 Nov 2025)
• Adam Kerr Watt Linton

  IRN AXL00512

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 1 Jan 2023)
• Alan Roderick McInroy

  IRN ARM01143

  • CF27 Investment Management (1 Dec 2001 to 15 Sep 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2005)
  • CF1 Director (1 Dec 2001 to 15 Sep 2005)
• Alexander Snoddy

  IRN AXS05465

  • 14. Managing investments
  • [FCA CF] Client dealing (since 24 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2025)
• Alice Mary Carson

  IRN AMC01296

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 17 May 2024)
  • [FCA CF] Client dealing (since 17 May 2024)
• Antonia Hope Fraser

  IRN AHF01021

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2021)
  • CF11 Money Laundering Reporting (1 Jan 2012 to 18 Jan 2013)
  • CF30 Customer (1 Nov 2007 to 28 Jul 2015)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Cameron Iain Donald MacKinnon

  IRN CIM01037

  • 14. Managing investments
  • SMF3 Executive Director (since 3 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (12 Oct 2017 to 8 Dec 2019)
• Charles Toby Fitzherbert White

  IRN CTW01037

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (17 Aug 2012 to 8 Dec 2019)
  • CF1 Director (17 Aug 2012 to 8 Dec 2019)
• Colin Ellis McWhannell

  IRN CEM01030

  • CF1 Director (1 Dec 2001 to 1 Mar 2002)
• David Hugh Shaw Stewart

  IRN DHS01046

  • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (25 Mar 2002 to 8 Dec 2019)
  • CF21 Investment Adviser (14 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (14 Dec 2001 to 31 Oct 2007)

No changes recorded yet.