McInroy & Wood Ltd

• Principal Place of Business

  Easter Alderston

  Alderston

  Haddington

  East Lothian

  EH41 3SF

  UNITED KINGDOM

  Phone

  +4401620825867

  Web

  http://www.mcinroy-wood.co.uk

• Complaints Contact

  Easter Alderston

  Alderston

  Haddington

  East Lothian

  EH41 3SF

  UNITED KINGDOM

  Phone

  +4401620825867

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to underwriting on own account and to participation in placings on own account and in carrying on such activities to the specified investments, "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David John Ogilvie Cruickshank

  IRN DXC00521

  • SMF9 Chair of the Governing Body (since 27 Apr 2022)
• Douglas Herriot Gordon

  IRN DHG01022

  • CF2 Non Executive Director (1 Dec 2001 to 15 Dec 2006)
• Elizabeth Avril Gillian Wild

  IRN EAT01030

  • 14. Managing investments
  • SMF3 Executive Director (since 25 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 May 2016 to 8 Dec 2019)
  • CF27 Investment Management (26 Jan 2005 to 21 Nov 2005)
• Emily Flora Isobel McCorkell

  IRN EFA00013

  • [FCA CF] Client dealing (30 Mar 2023 to 7 Feb 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2022)
  • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
• Fiona Gillian Struthers

  IRN FXS00246

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2025)
  • SMF16 Compliance Oversight (since 9 Jan 2025)
• Francis Charles Edward Seymour

  IRN FCS01005

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 May 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Aug 2002 to 31 Oct 2007)
  • CF27 Investment Management (21 Aug 2002 to 31 Oct 2007)
• Gregory Oliver Whitney-Perdon

  IRN GXW01375

  • SMF3 Executive Director (18 Aug 2023 to 3 Jan 2025)
  • [FCA CF] Functions requiring qualifications (12 Apr 2023 to 3 Jan 2025)
  • [FCA CF] Client dealing (12 Apr 2023 to 3 Jan 2025)
• Guido Antonio Bicocchi

  IRN GAB01113

  • 14. Managing investments
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (24 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (9 Oct 2008 to 8 Dec 2019)
• Hector David Hugh Kilpatrick

  IRN HDK01003

  • CF21 Investment Adviser (26 Sep 2005 to 4 Nov 2005)
  • CF27 Investment Management (26 Sep 2005 to 4 Nov 2005)
• Hugo Oliver Holland Swann

  IRN HXS01342

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (17 Jan 2019 to 8 Dec 2019)
  • CF30 Customer (14 Jul 2017 to 8 Dec 2019)

No changes recorded yet.