Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • SMF3 Executive Director (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (5 May 2016 to 8 Dec 2019)
    • CF27 Investment Management (26 Jan 2005 to 21 Nov 2005)
  • MAUNBY INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 114428

    • CF30 Customer (19 Jul 2013 to 29 Apr 2016)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • CF27 Investment Management (29 Jun 2006 to 29 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.