Date authorised
1 April 2013
Companies House
SC116351
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Easter Alderston
    Haddington
    East Lothian
    EH41 3SF
    UNITED KINGDOM
    Phone
    +4401620825867
  • Complaints Contact

    Easter Alderston
    Haddington
    East Lothian
    EH41 3SF
    UNITED KINGDOM
    Phone
    +4401620825867

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Roderick McInroy

    IRN ARM01143

    • CF27 Investment Management (1 Dec 2001 to 15 Sep 2005)
    • CF1 Director (1 Dec 2001 to 15 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)
  • Alison Mary Munro

    IRN AXM00350

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2020)
  • Antonia Hope Fraser

    IRN AHF01021

    • CF11 Money Laundering Reporting (20 Jan 2012 to 18 Jan 2013)
    • CF30 Customer (1 Nov 2007 to 28 Jul 2015)
    • CF1 Director (1 Dec 2001 to 26 Sep 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)
  • Charles Toby Fitzherbert White

    IRN CTW01037

    • CF1 Director (17 Aug 2012 to 26 Sep 2019)
    • CF30 Customer (17 Aug 2012 to 7 Jan 2016)
  • Colin Ellis McWhannell

    IRN CEM01030

    • CF1 Director (1 Dec 2001 to 1 Mar 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2002)
    • CF13 Finance (1 Dec 2001 to 1 Mar 2002)
  • David Hugh Shaw Stewart

    IRN DHS01046

    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2016)
    • CF1 Director (14 Mar 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Dec 2001 to 16 Oct 2002)
    • CF27 Investment Management (14 Dec 2001 to 31 Oct 2007)
  • David John Ogilvie Cruickshank

    IRN DXC00521

    • SMF9 Chair of the Governing Body (since 27 Apr 2022)
  • Elizabeth Avril Gillian Wild

    IRN EAT01030

    • CF27 Investment Management (29 Jun 2006 to 29 Sep 2006)
  • Francis Charles Edward Seymour

    IRN FCS01005

    • CF30 Customer (24 Mar 2011 to 7 Jan 2016)
    • CF1 Director (24 Jul 2009 to 26 Sep 2019)
  • Gale Marion Ervine

    IRN GXE00139

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jan 2025)
    • SMF16 Compliance Oversight (since 24 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.