David Hugh Shaw Stewart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McInroy & Wood Ltd (no longer approved here)

    FRN 121926

    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (25 Mar 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (14 Dec 2001 to 31 Oct 2007)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2016)
    • CF1 Director (14 Mar 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Dec 2001 to 16 Oct 2002)
    • CF27 Investment Management (14 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.