Date authorised
1 April 2013
Companies House
SC116351
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Easter Alderston
    Haddington
    East Lothian
    EH41 3SF
    UNITED KINGDOM
    Phone
    +4401620825867
  • Complaints Contact

    Easter Alderston
    Haddington
    East Lothian
    EH41 3SF
    UNITED KINGDOM
    Phone
    +4401620825867

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guido Antonio Bicocchi

    IRN GAB01113

    • CF1 Director (24 Jul 2009 to 26 Sep 2019)
    • CF30 Customer (9 Oct 2008 to 7 Jan 2016)
  • Hector David Hugh Kilpatrick

    IRN HDK01003

    • CF27 Investment Management (26 Sep 2005 to 4 Nov 2005)
  • Ian Roderic Primrose

    IRN IRP01027

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)
    • CF1 Director (1 Dec 2001 to 30 Apr 2008)
  • James David Salusbury Cumming

    IRN JDC01068

    • CF30 Customer (1 Nov 2007 to 28 Jul 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 18 Dec 2018)
  • James Peter Downie

    IRN JPD01168

    • CF10a CASS Oversight function (1 Oct 2011 to 26 Jan 2018)
    • CF10 Compliance Oversight (7 Sep 2011 to 26 Jan 2018)
  • Jennifer Karen Rose Learmonth

    IRN JKT01008

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 18 Jun 2003)
  • Joanne Denise Andrews

    IRN JDA01064

    • CF10 Compliance Oversight (29 Jul 2008 to 17 Dec 2010)
  • John Campbell McAulay

    IRN JCM01163

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (31 Jan 2011 to 7 Sep 2011)
    • CF1 Director (14 Feb 2002 to 8 Dec 2019)
  • John Eleutherios Marshall

    IRN JEM01113

    • SMF3 Executive Director (9 Dec 2019 to 23 Aug 2024)
    • CF1 Director (8 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2009 to 7 Jan 2016)
  • Jonathan Robert Jesty

    IRN JXR01861

    • Director of firm who is not a certification employee or a SMF manager (since 24 Jun 2022)
    • SMF9 Chair of the Governing Body (21 Dec 2021 to 23 Jun 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Dec 2021)
    • CF2 Non Executive Director (11 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.