James Peter Downie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McInroy & Wood Ltd (no longer approved here)

    FRN 121926

    • CF10a CASS Oversight function (1 Oct 2011 to 1 Mar 2012)
    • CF10 Compliance Oversight (7 Sep 2011 to 26 Jan 2018)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • CF10a CASS Oversight function (1 Oct 2011 to 26 Jan 2018)
    • CF10 Compliance Oversight (7 Sep 2011 to 26 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.