Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
McInroy & Wood Ltd
FRN 121926
- 14. Managing investments
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (24 Jul 2009 to 8 Dec 2019)
- CF30 Customer (9 Oct 2008 to 8 Dec 2019)
-
- CF1 Director (24 Jul 2009 to 26 Sep 2019)
- CF30 Customer (9 Oct 2008 to 7 Jan 2016)
-
- CF30 Customer (1 Nov 2007 to 26 Sep 2008)
- CF27 Investment Management (26 Apr 2006 to 31 Oct 2007)
-
- CF22 Investment Adviser (Trainee) (27 Jul 2005 to 28 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.