Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (24 Jul 2009 to 8 Dec 2019)
    • CF30 Customer (9 Oct 2008 to 8 Dec 2019)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • CF1 Director (24 Jul 2009 to 26 Sep 2019)
    • CF30 Customer (9 Oct 2008 to 7 Jan 2016)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF27 Investment Management (26 Apr 2006 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (27 Jul 2005 to 28 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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