Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McInroy & Wood Portfolios Limited
FRN 144205
- Director of firm who is not a certification employee or a SMF manager (since 24 Jun 2022)
- SMF9 Chair of the Governing Body (21 Dec 2021 to 23 Jun 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Dec 2021)
- CF2 Non Executive Director (11 Oct 2019 to 8 Dec 2019)
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CCLA INVESTMENT MANAGEMENT LIMITED
FRN 119281
- [FCA CF] Material risk taker (since 1 Apr 2022)
- Director of firm who is not a certification employee or a SMF manager (since 15 May 2020)
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- [FCA CF] Material risk taker (1 Apr 2022 to 29 Aug 2023)
- Director of firm who is not a certification employee or a SMF manager (15 May 2020 to 29 Aug 2023)
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- CF1 Director (20 Apr 2011 to 16 Jun 2016)
- CF10 Compliance Oversight (4 Jan 2011 to 15 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.