Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 24 Jun 2022)
    • SMF9 Chair of the Governing Body (21 Dec 2021 to 23 Jun 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Dec 2021)
    • CF2 Non Executive Director (11 Oct 2019 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 15 May 2020)
  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • [FCA CF] Material risk taker (1 Apr 2022 to 29 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (15 May 2020 to 29 Aug 2023)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF1 Director (20 Apr 2011 to 16 Jun 2016)
    • CF10 Compliance Oversight (4 Jan 2011 to 15 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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