Date authorised
15 July 2014
Companies House
08735639
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +442074896000
  • Complaints Contact

    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +442074896000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian David Graeme McMillan

    IRN ADM01097

    • CF10a CASS Oversight function (6 Apr 2017 to 19 Nov 2018)
    • CF1 Director (15 Jul 2014 to 19 Nov 2018)
  • Alison Elizabeth Murdoch

    IRN AEM01049

    • CF30 Customer (15 Jul 2014 to 19 Mar 2015)
  • Alison Janet Westlake

    IRN AXW00147

    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2023)
    • [FCA CF] Significant management (2 Sep 2020 to 31 Mar 2023)
  • Allison Ellen Dymond

    IRN AXD00230

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2022)
  • Andrew John Robinson

    IRN AJR01303

    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2021)
    • CF1 Director (15 Jul 2014 to 8 Dec 2019)
  • Andrew Steven ONeill

    IRN AXO00042

    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • [FCA CF] Significant management (since 22 Oct 2020)
  • Ann Lindsay Roughead

    IRN ALR01043

    • [FCA CF] Material risk taker (1 Apr 2022 to 29 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (5 May 2020 to 29 Aug 2023)
  • Beatrice Joyce Doran

    IRN BJD01054

    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • [FCA CF] Significant management (since 20 Oct 2020)
  • Brigitte Liliane Notele

    IRN BXN00080

    • [FCA CF] Significant management (since 18 Aug 2023)
    • [FCA CF] Material risk taker (since 18 Aug 2023)
  • Charlotte Miranda Ryland

    IRN CMR01044

    • [FCA CF] Client dealing (10 Oct 2020 to 9 Jun 2021)
    • CF30 Customer (22 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.