Date authorised
15 July 2014
Companies House
08735639
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +442074896000
  • Complaints Contact

    1 Angel Lane
    London
    City Of London
    EC4R 3AB
    UNITED KINGDOM
    Phone
    +442074896000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Elaine Johnson

    IRN CEJ01016

    • Director of firm who is not a certification employee or a SMF manager (31 Jan 2020 to 1 Jun 2021)
    • CF2 Non Executive Director (8 Jun 2018 to 8 Dec 2019)
  • Christopher John Reilly

    IRN CXR00092

    • [FCA CF] Significant management (16 Jan 2023 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 20 Nov 2023)
    • [FCA CF] Material risk taker (1 Apr 2022 to 30 Sep 2025)
    • [FCA CF] CASS oversight function (22 Oct 2020 to 20 Nov 2023)
  • Christopher Thornby West

    IRN CXW00220

    • Director of firm who is not a certification employee or a SMF manager (8 Mar 2021 to 22 Jun 2021)
  • Colin John Peters

    IRN CJP01065

    • CF30 Customer (15 Jul 2014 to 19 Mar 2015)
    • CF1 Director (15 Jul 2014 to 30 Jun 2015)
  • David Jonathan Sloper

    IRN DJS01226

    • SMF1 Chief Executive (13 Nov 2021 to 2 Feb 2026)
    • SMF3 Executive Director (13 Nov 2021 to 2 Feb 2026)
  • Derek Van Osten Lygo

    IRN DVL01003

    • CF30 Customer (15 Jul 2014 to 19 Mar 2015)
  • Elizabeth Cecilia Sheldon

    IRN EXS07907

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Dec 2018 to 8 Dec 2019)
  • Gavin Christopher Ludden

    IRN GXL00232

    • 16. Safeguarding and administering investments or holding client money
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Manager of certification employee (since 17 Nov 2023)
    • [FCA CF] CASS oversight function (since 17 Nov 2023)
    • [FCA CF] Significant management (since 17 Nov 2023)
    • [FCA CF] Material risk taker (since 17 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
  • Glenn Martin Newson

    IRN GMN01014

    • Director of firm who is not a certification employee or a SMF manager (3 Feb 2020 to 1 Jun 2021)
    • CF2 Non Executive Director (29 Oct 2018 to 8 Dec 2019)
  • James Edward Briscoe Bevan

    IRN JEB01080

    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2021)
    • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
    • CF1 Director (15 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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