David Jonathan Sloper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Dec 2025)
    • [FCA CF] Significant management (8 Jun 2021 to 31 Dec 2025)
  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • SMF1 Chief Executive (13 Nov 2021 to 2 Feb 2026)
    • SMF3 Executive Director (13 Nov 2021 to 2 Feb 2026)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • SMF3 Executive Director (19 Feb 2020 to 20 Jul 2020)
    • CF29 Significant management (1 Jul 2015 to 8 Dec 2019)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • SMF1 Chief Executive (9 Dec 2019 to 16 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jan 2020)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jul 2015 to 8 Dec 2019)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • SMF3 Executive Director (9 Dec 2019 to 16 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Jan 2020)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jul 2015 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF29 Significant management (1 Jul 2015 to 8 Dec 2019)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF30 Customer (1 Nov 2007 to 20 Mar 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (1 Nov 2007 to 19 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.