Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CCLA INVESTMENT MANAGEMENT LIMITED
FRN 119281
- [FCA CF] Manager of certification employee (since 2 Feb 2026)
- [FCA CF] Significant management (since 2 Feb 2026)
- [FCA CF] Material risk taker (since 2 Feb 2026)
- SMF3 Executive Director (9 Dec 2019 to 2 Feb 2026)
- CF10a CASS Oversight function (4 Dec 2018 to 8 Dec 2019)
- CF1 Director (4 Dec 2018 to 8 Dec 2019)
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CCLA Fund Managers Limited
FRN 611707
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 Dec 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.