Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Sentier Investors (UK) IM Limited
FRN 119367
- [FCA CF] Material risk taker (since 18 Mar 2021)
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- [FCA CF] Material risk taker (since 18 Mar 2021)
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- [FCA CF] Material risk taker (1 Apr 2022 to 2 Feb 2026)
- Director of firm who is not a certification employee or a SMF manager (31 Jan 2020 to 2 Feb 2026)
- CF2 Non Executive Director (8 Jun 2018 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (31 Jan 2020 to 1 Jun 2021)
- CF2 Non Executive Director (8 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (4 Oct 2010 to 24 Mar 2017)
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- CF27 Investment Management (12 Oct 2004 to 30 Jun 2006)
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- CF21 Investment Adviser (10 Apr 2003 to 27 Aug 2004)
- CF27 Investment Management (1 Dec 2001 to 10 Apr 2003)
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- CF27 Investment Management (1 Dec 2001 to 27 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.